Update post on HROs
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title: "High reliability organizations"
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title: "High reliability organizations"
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date: 2022-06-01
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date: 2022-06-03
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tags: management, social science
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tags: management, social science
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toc: false
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@ -21,11 +21,14 @@ shuttles. They share several characteristics: an unforgiving
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environment, vast potential for error, and dramatic scales in the case
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environment, vast potential for error, and dramatic scales in the case
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of a failure.
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of a failure.
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[cite/t:@weick1999_organ] use the concept of "mindfulness", a kind of
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The paper identifies five processes common to HROs, that they group
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"enriched awareness" (which I interpret as "awareness with explicit
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into the concept of /mindfulness/ (a kind of "enriched
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processes"), consisting of the five elements listed below. This
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awareness"). Mindfulness is about allocating and conserving attention
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mindfulness leads to the capacity to discover and manage unexpected
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of the group. It includes both being consciously aware of the
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events, which in turn leads to reliability.
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situation and /acting/ on this understanding.
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This mindfulness leads to the capacity to discover and manage
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unexpected events, which in turn leads to reliability.
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* Characteristics of a high reliability organization
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* Characteristics of a high reliability organization
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@ -33,38 +36,53 @@ An HRO is an organization with the following five attributes.
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** Preoccupation with failure
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** Preoccupation with failure
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There are many possible failures, most of them extremely
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Failures in HROs are extremely rare. To make it easier to learn from
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rare. Consequently, HROs study all forms of failure and near misses
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them, the organization has to broaden the data set by expanding the
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with extreme carefulness and attention to detail. They also study the
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definition of failure and studying all types of anomalies and near
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/absence/ of failure: why it didn't fail, and the possibility that no
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misses. Additionally, the analysis is much richer, and always
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flaws were identified because we weren't attentive enough to potential
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considers the reliability of the entire system, even for localized
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flaws. HROs encourage reporting all mistakes and anomalies by anyone.
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failures.
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HROS also study the /absence/ of failure: why it didn't fail, and the
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possibility that no flaws were identified because there wasn't enough
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attention to potential flaws.
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To further increase the number of data point to study, HROs encourage
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reporting all mistakes and anomalies by anyone. Contrary to most
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organizations, members are rewarded for reporting potential failures,
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even if their analysis is wrong or if they are responsible for
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them. This creates an atmosphere of "psychological safety" essential
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for transparency and honesty in anomaly reporting.
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** Reluctance to simplify interpretations
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** Reluctance to simplify interpretations
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HROs avoid having a single interpretation for a given event. They
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HROs avoid having a single interpretation for a given event. They
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encourage generating multiple, complex, contradicting interpretations
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encourage generating multiple, complex, contradicting interpretations
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for every phenomenon. People are encouraged to have different views,
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for every phenomenon. These varied interpretations enlarge the number
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different backgrounds (important for [[id:cdfc701f-7b6e-40ec-be94-db64a74aef0d][Hiring]]), and are re-trained
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of concurrent precautions. Redundancy is implemented not only via
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often. To resolve the contradictions and the oppositions of views,
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duplication, but via skepticism of existing systems.
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interpersonal and human skills are highly valued, possibly more than
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technical skills.
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People are encouraged to have different views, different backgrounds,
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and are re-trained often. To resolve the contradictions and the
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oppositions of views, interpersonal and human skills are highly
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valued, possibly more than technical skills.
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** Sensitivity to operations
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** Sensitivity to operations
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HROs rely a lot on "situational awareness". Basically, we have to
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HROs rely a lot on "situational awareness". They are ensuring that no
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check that there is no emergent phenomena (cf [[id:cabacd0d-2d40-450d-bbba-85c3539ff939][Complex systems]] and
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[[https://en.wikipedia.org/wiki/Emergence][emergent phenomena]] emerge in the system: all outputs should always be
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[[id:65e2d955-ab29-432f-9f48-30605e3f688f][Compositionality]]): all outputs should always be explained by the known
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explained by the known inputs. Otherwise, there might be other forces
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inputs. Otherwise, there might be other forces at work that need to be
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at work that need to be identified and dealt with. A small group of
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identified and dealt with. A small group of people may be dedicated to
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people may be dedicated to this awareness at all times.
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this awareness at all times.
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** Commitments to resilience
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** Commitments to resilience
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HROs train people to be experts at combining all processes and events
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HROs train people to be experts at combining all processes and events
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to improve their reactions and their improvisation skills. Everyone
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to improve their reactions and their improvisation skills. Everyone
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should be an expert at managing surprise. This can include rapid
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should be an expert at anticipating potential adverse events, and
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formation of ad hoc teams to improvise solutions to novel problems.
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managing surprise. When events get outside normal operational
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boundaries, organizations members self-organize into small dedicated
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teams to improvise solutions to novel problems.
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** Underspecification of structures
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** Underspecification of structures
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@ -97,11 +115,12 @@ An interesting discussion is around the (alleged) trade-off between
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reliability and performance. It is assumed that HROs put the focus on
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reliability and performance. It is assumed that HROs put the focus on
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reliability at the cost of throughput. As a consequence, it may not
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reliability at the cost of throughput. As a consequence, it may not
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make sense for ordinary organizations to put as much emphasis on
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make sense for ordinary organizations to put as much emphasis on
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safety and reliability, as it may cost money.
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safety and reliability, as the cost to the business may be
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prohibitive.
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However, investments in safety can also be viewed as investments in
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However, investments in safety can also be viewed as investments in
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learning. HROs view safety and reliability as a process of search and
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/learning/. HROs view safety and reliability as a process of search
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learning (constant search for anomalies, learning the interactions
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and learning (constant search for anomalies, learning the interactions
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between the parts of a complex system, ensuring we can link outputs to
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between the parts of a complex system, ensuring we can link outputs to
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known inputs). As such, investments in safety encourage collective
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known inputs). As such, investments in safety encourage collective
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knowledge production and dissemination.
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knowledge production and dissemination.
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@ -116,8 +135,8 @@ of the catastrophic consequences of any failure, but non-HROs can
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adopt the same practice to boost efficiency and learning to gain
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adopt the same practice to boost efficiency and learning to gain
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competitive advantage.
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competitive advantage.
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Additional lessons that can be learned from HROs (implicit in previous
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Additional lessons that can be learned from HROs (implicit in the
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discussion):
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previous discussion):
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1. The expectation of surprise is an organizational resource because
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1. The expectation of surprise is an organizational resource because
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it promotes real-time attentiveness and discovery.
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it promotes real-time attentiveness and discovery.
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2. Anomalous events should be treated as outcomes rather than
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2. Anomalous events should be treated as outcomes rather than
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